SEC Form 4 · accession 0001225208-19-003286

· NOC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Corp VP, Government Relations

Period of report

Feb 19, 2019

Accepted (ET)

Feb 21, 2019 · 5:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001133421

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 19, 2019	M	733	$0.00	A	13,820	D
Common Stock^F1,F3	Feb 19, 2019	F	327	$287.35	D	13,493	D
Common Stock	holding	—	—		—	25	I	By spouse and mother-in-law

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Rights^F2,F5,F4	—	Feb 19, 2019	M	733	D	—	—	Common Stock	733	4,089	D

F1In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.
F2Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.
F3Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
F4Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
F5Total amount includes 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.