SEC Form 4 · accession 0001225208-18-015027
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn N Purvis
Officer — CVP, President, Enterprise Svc
Period of report
Oct 29, 2018
Accepted (ET)
Nov 1, 2018 · 10:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2018 | S | 1,565 | $273.39 | D | 4,326 | D | |
| Common StockF2 | holding | — | — | — | 4,579 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 2,464 | I | Held in Northrop Grumman Savings & Investment Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of October 29, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.