SEC Form 4 · accession 0001225208-18-012903
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley G Bush
Officer — Chairman and CEO · Director
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2018 | J | 9,997 | $0.00 | A | 85,551 | I | Held in Bush Trust No. 4 |
| Common Stock | Aug 22, 2018 | J | 9,997 | $0.00 | A | 85,549 | I | Held in Wesley G. Bush Rev. Trust |
| Common Stock | Aug 22, 2018 | J | 19,994 | $0.00 | D | 239,059 | I | Held in WG&NF Bush Family Trust |
| Common Stock | holding | — | — | — | 1 | D | ||
| Common StockF2 | holding | — | — | — | 5,586 | I | Held in Northrop Grumman Savings & Investment Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares between trusts.
- F2Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 22, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.