SEC Form 4 · accession 0001225208-17-017338
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gloria A Flach
Officer — CVP & Chief Operating Officer
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2017 | S | 1,800 | $295.16 | D | 77,200 | D | |
| Common StockF1,F3 | Nov 13, 2017 | S | 2,800 | $296.54 | D | 74,400 | D | |
| Common StockF1,F4 | Nov 13, 2017 | S | 3,141 | $297.10 | D | 71,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Represents the weighted average sale price of $295.16 rounded to the nearest hundredth. The highest price at which the shares were sold was $295.80 and the lowest price at which the shares were sold was $294.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- F3Represents the weighted average sale price of $296.54 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.85 and the lowest price at which the shares were sold was $295.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- F4Represents the weighted average sale price of $297.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.73 and the lowest price at which the shares were sold was $296.86. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.