SEC Form 4 · accession 0001225208-17-005597
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley G Bush
Officer — Chairman, CEO and President · Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | J | 13,559 | $0.00 | D | 47,536 | D | |
| Common Stock | Mar 3, 2017 | J | 13,559 | $0.00 | D | 33,977 | D | |
| Common Stock | Mar 3, 2017 | J | 13,559 | $0.00 | A | 63,980 | I | Held in Bush Trust No. 4 |
| Common Stock | Mar 3, 2017 | J | 13,559 | $0.00 | A | 63,979 | I | Held in Wesley G. Bush Rev. Trust |
| Common StockF2 | holding | — | — | — | 5,488 | I | Held in Northrop Grumman Savings & Investment Plan | |
| Common Stock | holding | — | — | — | 259,053 | I | Held in WG&NF Bush Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares to family trust.
- F2Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of February 27, 2017. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.