SEC Form 5 · accession 0001225208-17-000439
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Myers
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2016 | G | 1,042 | $269.05 | D | 19,528 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted to charitable organization include 31 shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.
- F2Amount includes (i) 0.625031 shares of common stock; and (ii) 19,527 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.