SEC Form 4 · accession 0001225208-16-041170
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley G Bush
Officer — Chairman, CEO and President · Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | S | 35,000 | $228.37 | D | 0 | D | |
| Common Stock | holding | — | — | — | 50,421 | I | Held in Bush Trust No. 4 | |
| Common StockF2 | holding | — | — | — | 5,447 | I | Held in Northrop Grumman Savings & Investment Plan | |
| Common Stock | holding | — | — | — | 50,420 | I | Held in Wesley G. Bush Rev. Trust | |
| Common Stock | holding | — | — | — | 298,974 | I | Held in WG&NF Bush Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to an orderly plan of disposition under a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of October 31, 2016. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.