SEC Form 4 · accession 0001225208-16-040186
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Jones
Officer — Corp VP & Pres Tech Svcs
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | S | 240 | $213.00 | D | 47,540 | D | |
| Common StockF2 | holding | — | — | — | 1,638 | I | Held in Northrop Grumman Savings & Investment Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of September 30, 2016. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.