SEC Form 4 · accession 0001225208-16-034680
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Felsinger
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | S | 770 | $215.76 | D | 0 | I | Held in Courtney Strickland Trust |
| Common StockF2 | Jun 3, 2016 | S | 1,550 | $215.70 | D | 0 | I | Held in Gregory Felsinger Trust |
| Common StockF3 | Jun 3, 2016 | S | 1,550 | $215.64 | D | 0 | I | Held in Michael Felsinger Trust |
| Common StockF4 | Jun 3, 2016 | S | 770 | $215.67 | D | 0 | I | Held in Stephanie Strickland Trust |
| Common Stock | holding | — | — | — | 32,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price of $215.76 rounded to the nearest hundredth. The highest price at which the shares were sold was $215.80 and the lowest price at which the shares were sold was $215.73. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- F2Represents the weighted average sale price of $215.70 rounded to the nearest hundredth. The highest price at which the shares were sold was $215.699 and the lowest price at which the shares were sold was $215.695. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- F3Represents the weighted average sale price of $215.64 rounded to the nearest hundredth. The highest price at which the shares were sold was $215.65 and the lowest price at which the shares were sold was $215.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- F4Represents the weighted average sale price of $215.67 rounded to the nearest hundredth. The highest price at which the shares were sold was $215.70 and the lowest price at which the shares were sold was $215.67. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.