SEC Form 4 · accession 0001225208-15-018178
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Jones
Officer — Corp VP & Pres Tech Svcs
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | S | 400 | $168.53 | D | 18,695 | D | |
| Common Stock | Sep 9, 2015 | S | 1,600 | $168.59 | D | 17,095 | D | |
| Common StockF1 | holding | — | — | — | 1,614 | I | Held in Northrop Grumman Savings & Investment Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of September 9, 2015. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.