SEC Form 4 · accession 0001225208-15-017457
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darryl M Fraser
Officer — Corp VP, Communications
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2015 | J | 3,000 | $0.00 | D | 52,024 | D | |
| Common Stock | Aug 19, 2015 | J | 3,000 | $0.00 | A | 3,000 | I | Held in AYCO Charitable Foundation FBO Darryl & Leslye Fraser |
| Common StockF2 | holding | — | — | — | 3,832 | I | Held in Northrop Grumman Savings & Investment Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares to family trust.
- F2Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 19, 2015. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.