SEC Form 4 · accession 0001225208-15-000467
NORTHROP GRUMMAN CORP /DE/ · NOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Felsinger
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2014 | J | 616 | $147.39 | A | 30,370 | D | |
| Common Stock | holding | — | — | — | 770 | I | Held in Courtney Strickland Trust | |
| Common Stock | holding | — | — | — | 1,550 | I | Held in Gregory Felsinger Trust | |
| Common Stock | holding | — | — | — | 1,550 | I | Held in Michael Felsinger Trust | |
| Common Stock | holding | — | — | — | 770 | I | Held in Stephanie Strickland Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.
- F2Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.