SEC Form 4 · accession 0001493152-18-009006
GALECTIN THERAPEUTICS INC · GALT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 14, 2018
Accepted (ET)
Jun 20, 2018 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 14, 2018 | S | 31,860 | $7.99 | D | 2,769,786 | I | See Footnote |
| Common StockF1,F2 | Jun 14, 2018 | S | 44,525 | $8.48 | D | 2,725,261 | I | See Footnote |
| Common StockF1,F2 | Jun 15, 2018 | S | 15,475 | $8.47 | D | 2,709,786 | I | See Footnote |
| Common StockF1,F2 | Jun 18, 2018 | S | 60,000 | $9.06 | D | 2,649,786 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.
- F210X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.