SEC Form 4 · accession 0001707267-18-000021
TRAVELZOO · TZOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ralph Bartel
Director · 10% Owner
AZZURRO CAPITAL INC
10% Owner
Ralph Bartel 2005 Trust
10% Owner
Period of report
Oct 24, 2018
Accepted (ET)
Oct 29, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F2,F3 | Oct 24, 2018 | S | 20,000 | $8.08 | D | 6,400,000 | I | Shares sold were directly owned by Azzurro Capital, Inc. |
| Common StockF4,F2,F5,F3 | Oct 26, 2018 | S | 50,000 | $7.65 | D | 6,350,000 | I | Shares sold were directly owned by Azzurro Capital, Inc. |
| Common StockF4,F2,F6,F3 | Oct 29, 2018 | S | 100,000 | $7.65 | D | 6,250,000 | I | Shares sold were directly owned by Azzurro Capital, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale prices for the shares sold ranged from $8.00 to $8.24.
- F2The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F3Indirect ownership applies to Ralph Bartel and the 2005 Ralph Bartel Trust.
- F4Azzurro Capital Inc. made the sales in accordance with a plan to diversify its investments.
- F5Sale prices for the shares sold ranged from $7.50 to $7.99.
- F6Sale prices for the shares sold ranged from $7.30 to 7.96.