SEC Form 4 · accession 0001116354-17-000012
JANEL CORP · JANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Pla
Officer — CFO
Period of report
May 12, 2017
Accepted (ET)
May 15, 2017 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133062
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Option (right to buy)F1 | $8.01 | May 12, 2017 | A | 3,121 | A | — | May 12, 2027 | Common Stock | 3,121 | 3,121 | D |
Explanation of responses
- F1The options vest and become exercisable in three tranches: for 1,041 shares on 05/12/2018; for 1,040 shares on 05/12/2019; and for 1,040 shares on 05/12/2020 (in each instance together with the options which have previously vested).