SEC Form 4 · accession 0001116354-15-000004
JANEL CORP · JANL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip J Dubato
Officer — CFO
Period of report
Aug 16, 2015
Accepted (ET)
Aug 18, 2015 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001133062
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2015 | M | 14,000 | $3.25 | A | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.25 | Aug 16, 2015 | M | 14,000 | D | Oct 30, 2013 | Oct 30, 2023 | Common Stock | 14,000 | 0 | D |