SEC Form 4 · accession 0001209191-16-107146
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevan P Talbot
Officer — CFO & Secretary
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 4, 2016 | S | 10,000 | $13.37 | D | 25,000 | I | By Pit Stop Properties, LLC |
| Common StockF3,F2 | Mar 4, 2016 | S | 8,511 | $13.50 | D | 16,489 | I | By Pit Stop Properties, LLC |
| Common Stock | holding | — | — | — | 374,307 | I | By The Kevan P. Talbot Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Pit Stop Properties, LLC (the "LLC").
- F2The reporting person, through his revocable trust, and his wife, through her revocable trust, are the sole general members of the LLC. The reporting person, his wife and four additional individuals have investor member interests in the LLC. The reporting person disclaims beneficial ownership of the common stock of Sportsman's Warehouse Holdings, Inc.'s (the "Issuer") held by the LLC except to the extent of his pecuniary interest.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.51, inclusive. The reporting person undertakes to provide to the Issuer and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.