SEC Form 4 · accession 0001209191-16-090417
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John V. Schaefer
Officer — President and CEO · Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2015 | G | 80,000 | $0.00 | D | 1,701,683 | D | |
| Common StockF3,F1 | Jan 5, 2016 | S | 36,400 | $13.33 | D | 1,665,283 | D | |
| Common StockF4,F1 | Jan 6, 2016 | S | 29,341 | $13.27 | D | 1,635,942 | D | |
| Common StockF5,F1 | Jan 7, 2016 | S | 112,805 | $13.30 | D | 1,523,137 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 428,333 restricted stock units which are scheduled to vest on April 16, 2016 and 2017, subject to the Reporting Person's continued employment or service.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.40, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.33, inclusive. The reporting person undertakes to provide to the Issuer and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.36, inclusive. The reporting person undertakes to provide to the Issuer and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.