SEC Form 4 · accession 0001179110-18-009576
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevan P Talbot
Officer — CFO & Secretary
Period of report
Jul 6, 2018
Accepted (ET)
Jul 9, 2018 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jul 6, 2018 | A | 3,782 | $4.35 | A | 84,809 | D | |
| Common Stock | holding | — | — | — | 374,507 | I | By the Kevan P. Talbot Revocable Trust | |
| Common StockF5 | holding | — | — | — | 15,000 | I | By Pit Stop Properties, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan.
- F2Includes 12,219 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2019, April 16, 2020 and April 16, 2021, subject to the Reporting Person's continued employment.
- F3Includes 9,041 shares of restricted stock, which are scheduled to on April 16, 2019, subject to the Reporting Person's continued employment.
- F4Includes 33,333 restricted stock units, which are scheduled to vest in equal installments on April 16, 2019 and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
- F5The Reporting Person, through his revocable trust, and his wife, through her revocable trust, are the sole general members of Pit Stop Properties, LLC (the "LLC"). The Reporting Person, his wife and four additional individuals have investor member interests in the LLC. The Reporting Person disclaims beneficial ownership of the common stock ofthe Issuer held by the LLC except to the extent of his pecuniary interest.