SEC Form 4 · accession 0001179110-18-005578
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kay L Toolson
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 11, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 2, 2018 | P | 1,015 | $3.98 | A | 87,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's purchase of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,000 shares, with the Reporting Person's sale of 1,000 shares of the Issuer's common stock at a price of $6.69 per share on December 29, 2017. The Reporting Person has paid $2,710 to the Issuer, representing the full amount of the profit realized in connection with the short-swing transaction.
- F2Includes 2,466 restricted stock units that vest in two equal installments on April 18, 2018 and May 18, 2018, subject to the Reporting Person's continued service as a director through each vesting date. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.