SEC Form 4 · accession 0001179110-17-010287
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John V. Schaefer
Officer — CEO · Director
Period of report
Jul 10, 2017
Accepted (ET)
Jul 10, 2017 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jul 10, 2017 | A | 2,662 | $4.59 | A | 246,067 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan.
- F2Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment.
- F3Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock