SEC Form 4 · accession 0001179110-17-009620
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John V. Schaefer
Officer — CEO · Director
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F5,F6 | Jun 22, 2017 | S | 49,459 | $5.278 | D | 1,342,767 | D | |
| Common StockF3,F5,F6 | Jun 23, 2017 | S | 251,413 | $5.332 | D | 1,091,354 | D | |
| Common StockF4,F5,F6 | Jun 26, 2017 | S | 172,852 | $5.442 | D | 918,502 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.23 to $5.33, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2),(3), and (4) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.39, inclusive.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.34 to $5.52, inclusive.
- F5Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment.
- F6Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.