SEC Form 4 · accession 0001179110-17-006142
SPORTSMAN'S WAREHOUSE HOLDINGS, INC. · SPWH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Barker
Officer — President and COO
Period of report
Apr 16, 2017
Accepted (ET)
Apr 21, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001132105
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2017 | A | 151,515 | $0.00 | A | 151,515 | D | |
| Common StockF2 | holding | — | — | — | 20,523 | I | Shared Household |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 16, 2017. The restricted stock units are scheduled to vest in three substantially equal installments on each of the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
- F2Represents shares of the Issuer's common stock held by Karen Seaman with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.