SEC Form 4 · accession 0001209191-16-145826
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donnie Moore
Director
Period of report
Oct 12, 2016
Accepted (ET)
Oct 13, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2016 | A | 2,000 | $15.89 | A | 25,592 | D | |
| Common Stock | Oct 12, 2016 | A | 3,500 | $22.50 | A | 29,092 | D | |
| Common StockF1 | Oct 12, 2016 | S | 5,500 | $39.38 | D | 23,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.89 | Oct 12, 2016 | M | 2,000 | D | Jan 5, 2011 | Jan 5, 2017 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Purchase)F3 | $22.50 | Oct 12, 2016 | M | 3,500 | D | May 1, 2008 | May 1, 2017 | Common Stock | 3,500 | 31,500 | D |
Explanation of responses
- F1All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan
- F2The option shall become exercisable with respect to 1/12th of the shares subject to the option when the Reporting Person completes each month of continuous service after 1/6/2009.
- F3The option shall become exercisable with respect to one-fourth of the shares subject to the option when the Reporting Person completes each month of continuous service after 5/1/2007.