SEC Form 4 · accession 0001209191-16-094220
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Waldis
Officer — CEO and Chairman · Director
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2016 | M | 13,813 | $0.00 | A | 567,098 | D | |
| Common StockF1 | holding | — | — | — | 53,606 | I | As GP of Waldis Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Performance SharesF2 | $0.00 | Jan 27, 2016 | M | 13,813 | D | — | — | Common Stock | 13,813 | 0 | D |
Explanation of responses
- F1Shares held by the Waldis Family Partnership L.P., of which Stephen G. Waldis is the general partner.
- F2Performance Shares awarded February 9, 2015. The participant earned 13813 shares based on the achievement of certain pre-established performance goals during the 2015 fiscal year, all of such shares vested upon issuance.