SEC Form 4/A · accession 0001209191-16-094152
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Hopkins
Director
Period of report
Nov 12, 2015
Accepted (ET)
Jan 29, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | M | 25,000 | $8.98 | A | 57,217 | D | |
| Common StockF1 | Nov 12, 2015 | S | 25,000 | $36.90 | D | 32,217 | D | |
| Common Stock | Nov 12, 2015 | M | 10,000 | $10.04 | A | 42,217 | D | |
| Common Stock | Jan 12, 2015 | S | 10,000 | $36.90 | D | 32,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2,F3 | $8.98 | Nov 12, 2015 | M | 25,000 | D | Feb 10, 2007 | Feb 10, 2016 | Common Stock | 25,000 | 0 | D |
| Stock Option (Right to Purchase)F2 | $10.04 | Nov 12, 2015 | M | 10,000 | D | Jan 6, 2010 | Jan 6, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The weighted average sales price is reported as stock sales were aggregated for reporting purposes. The per share transaction price ranged from $36.51 to $37.18. The reporting person will provide, upon request from an appropriate party, the pre share sales volume and prices.
- F2The option shall become exercisable with respect to the first 1/12th of the shares subject to the option when the Reporting Person completes each month of continuous service after January 6, 2009. The option shall become exercisable with respect to an additional 1/12th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
- F3The option shall become exercisable with respect to the first 1/4th of the shares subject to the option when the Reporting Person completes each month of continuous service after January 10, 2007. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
Remarks
All of the shares reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan.