SEC Form 5 · accession 0001209191-15-012089
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M McCormick
Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 13, 2014 | J | 249,698 | $0.00 | D | 0 | I | By GRAT |
| Common Stock | May 13, 2014 | J | 249,698 | $0.00 | A | 2,487,809 | D | |
| Common StockF1 | holding | — | — | — | 870,000 | I | By Vertek Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is the Chief Executive Officer and sole stockholder of Vertek Corporation. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in the report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on May 13, 2010. Reporting Person is the sole trustee of the trust.