SEC Form 4 · accession 0001209191-15-004713
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M McCormick
Director · 10% Owner
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | S | 800 | $40.00 | D | 2,190,646 | D | |
| Common StockF1 | Jan 16, 2015 | S | 20,398 | $40.51 | D | 2,170,248 | D | |
| Common StockF2 | holding | — | — | — | 870,000 | I | by Vertek Corporation | |
| Common StockF3 | holding | — | — | — | 368,214 | I | BY GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The weighted average sales price is reported as stock sales were aggregated for reporting purposes. The per share transaction price ranged from $40.00 to $40.96. The reporting person will provide, upon request from an appropriate party, the per share sales volume and prices.
- F2The Reporting Person is the Chief Executive Officer and sole stockholder of Vertek Corporation. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in the report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 for any other purpose.
- F3These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on May 13, 2010.
Remarks
***All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan.***