SEC Form 4 · accession 0001131554-18-000010
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Garcia
Officer — Chief Commercial Officer
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 5, 2018 | A | 74,153 | $0.00 | A | 221,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.62 | Apr 5, 2018 | A | 56,176 | A | Feb 28, 2019 | Apr 5, 2025 | Common Stock | 56,176 | 56,176 | D |
Explanation of responses
- F1Shares of restricted stock granted pursuant to the Company's 2015 Equity Incentive Plan. One-third of the shares shall vest on each of February 28, 2019, 2020 and 2021 provided the Reporting Person has continuous service.
- F2The option shall become exerciseable with respect to 25% of the shares subject to the option on February 28, 2019 and an additional 1/48th for each month thereafter provided the Reporting Person completes continuous service.