SEC Form 4 · accession 0001131554-17-000001
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William J Cadogan
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 8:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | M | 10,000 | $14.00 | A | 244,015 | D | |
| Common Stock | Dec 30, 2016 | M | 10,000 | $14.00 | A | 254,015 | D | |
| Common Stock | Dec 30, 2016 | S | 20,000 | $38.56 | D | 234,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $14.00 | Dec 30, 2016 | M | 10,000 | D | Feb 3, 2007 | Jan 3, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $14.00 | Dec 30, 2016 | M | 10,000 | D | Feb 3, 2007 | Jan 3, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The option shall become exercisable with respect to 1/12th of the shares subject to the option when the Reporting Person completes each month of continuous service after 1/3/2007.