SEC Form 4 · accession 0001131554-16-000065

SYNCHRONOSS TECHNOLOGIES INC · SNCR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Karen Rosenberger

Officer — EVP & Chief Financial Officer

Period of report

Nov 21, 2016

Accepted (ET)

Dec 28, 2016 · 3:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001131554

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 27, 2016	M	2,761	$35.19	A	46,980	D
Common Stock	Dec 27, 2016	M	188	$27.55	A	47,168	D
Common Stock	Dec 27, 2016	M	2,178	$30.50	A	49,346	D
Common Stock	Dec 27, 2016	M	2,416	$31.02	A	51,762	D
Common Stock	Dec 27, 2016	M	2,457	$3,224.00	A	54,219	D
Common Stock^F1	Dec 27, 2016	S	10,000	$39.51	D	44,219	D
Common Stock^F1	Dec 28, 2016	S	4,000	$39.63	D	40,219	D
Common Stock^F2	Nov 21, 2016	S	83	$48.92	D	40,136	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Purchase)^F3	$30.50	Dec 27, 2016	M	2,178	D	Dec 6, 2012	Dec 6, 2018	Common Stock	2,178	0	D
Stock Option (Right to Buy)^F4	$31.02	Dec 27, 2016	M	2,416	D	Feb 14, 2014	Feb 14, 2020	Common Stock	2,416	1,584	D
Stock Option (Right to Purchase)^F5	$32.24	Dec 27, 2016	M	2,457	D	Feb 20, 2015	Feb 20, 2021	Common Stock	2,457	1,563	D
Stock Option (Right to Buy)^F6	$35.19	Dec 27, 2016	M	2,761	D	Apr 1, 2015	Apr 1, 2021	Common Stock	2,761	4,699	D
Stock Option (Right to Purchase)^F7	$27.55	Dec 27, 2016	M	188	D	Dec 7, 2011	Dec 7, 2017	Common Stock	188	0	D

Explanation of responses

F1All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan
F2All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan. Represents sale to cover vesting of shares of Restricted Stock.
F3The option shall become exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 6, 2011. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F4The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after February 14, 2013 The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F5The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after February 20, 2014. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F6Th option shall become exerciseable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after April 1, 2014. The option shall become exerciseable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
F7The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 7, 2010. The option shall become exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.