SEC Form 4 · accession 0001131554-16-000060
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Hopkins
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | M | 10,000 | $14.00 | A | 45,799 | D | |
| Common Stock | Dec 15, 2016 | M | 10,000 | $14.00 | A | 55,799 | D | |
| Common Stock | Dec 15, 2016 | M | 7,500 | $15.89 | A | 63,299 | D | |
| Common Stock | Dec 15, 2016 | S | 27,500 | $41.65 | D | 35,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $14.00 | Dec 15, 2016 | M | 10,000 | D | Feb 3, 2007 | Jan 3, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $14.00 | Dec 15, 2016 | M | 10,000 | D | Feb 3, 2007 | Jan 3, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $15.89 | Dec 15, 2016 | M | 7,500 | D | Jan 5, 2011 | Jan 5, 2017 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The option shall become exercisable with respect to 1/12th of the shares subject to the options when the Reporting Person completes each month of service after January 3, 2007.
- F2The option shall become exercisable with respect to 1/3 of the shares subject to the options when the Reporting Person completes each month of service after January 5, 2010.
Remarks
All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan