SEC Form 4 · accession 0001131554-16-000058
SYNCHRONOSS TECHNOLOGIES INC · SNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donnie Moore
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 5,500 | $22.50 | A | 29,092 | D | |
| Common Stock | Dec 13, 2016 | S | 5,500 | $41.15 | D | 23,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $22.50 | Dec 13, 2016 | M | 5,500 | D | May 1, 2008 | May 1, 2017 | Common Stock | 5,500 | 15,000 | D |
Explanation of responses
- F1All of the sales reported on this Form were effected pursuant to an approved Rule 10b5-1 trading plan.
- F2The option shall become exercisable with respect to the first 1/3 of the shares subject to the option when the Reporting Person completes 12 months of continuous service after May 1, 2007. The option shall become exercisable with respect to an additional 1/36th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.