SEC Form 4 · accession 0001209191-17-007338
GENOMIC HEALTH INC · GHDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J Popovits
Officer — President and CEO · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2017 | A | 27,760 | $0.00 | A | 87,380 | D | |
| Common Stock | holding | — | — | — | 12,298 | I | Held by UBS for Benefit of Kimberly Popovits | |
| Common Stock | holding | — | — | — | 16,825 | I | Held in trust for the benefit of Ms. Popovits' son, of which Ms. Popovits is trustee. | |
| Common Stock | holding | — | — | — | 200,851 | I | Held by the Popovits 2010 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) HoldingF3 | $27.48 | Jan 31, 2017 | A | 191,500 | A | — | Jan 31, 2027 | Common Stock | 191,500 | 191,500 | D |
Explanation of responses
- F1Restricted stock units awarded on January 31, 2017 which vest as to 1/3 of the shares on each of February 15, 2018, 2019 and 2020.
- F2Includes an aggregate of 30,634 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3The option becomes exercisable as to 25% of the shares on January 31, 2018, and becomes exercisable as to 1/48th of the shares each full month thereafter.