SEC Form 4 · accession 0001209191-15-015740
GENOMIC HEALTH INC · GHDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly J Popovits
Officer — President and CEO · Director
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 9:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2015 | A | 2,430 | $0.00 | A | 39,395 | D | |
| Common StockF3 | Feb 15, 2015 | F | 4,456 | $0.00 | D | 34,939 | D | |
| Common Stock | holding | — | — | — | 12,298 | I | Held by UBS for Benefit of Kimberly Popovits | |
| Common Stock | holding | — | — | — | 16,825 | I | Held in trust for the benefit of Ms. Popovits' son, of which Ms. Popovits is trustee. | |
| Common Stock | holding | — | — | — | 204,601 | I | Held by the Popovits 2010 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance-based vesting restricted stock units (PVRSUs) awarded on March 25, 2014, subject to meeting certain performance goals measured in 2014, which performance criteria were determined to be satisfied on February 9, 2015, 1/2 of which vest on each of February 15, 2015 and 2016.
- F2Includes an aggregate of 24,765 shares of common stock issuable pursuant to previously reported restricted stock unit awards and the PVRSU awards prior to the February 15, 2015 vest date.
- F3Includes an aggregate of 12,883 shares of common stock issuable pursuant to previously reported restricted stock units and the PVRSU awards reported above that vest after February 15, 2015.