SEC Form 4 · accession 0001209191-15-015739
GENOMIC HEALTH INC · GHDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Shak
Officer — EVP of R&D
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2015 | A | 8,500 | $0.00 | A | 320,798 | D | |
| Common StockF3,F4 | Feb 15, 2015 | A | 1,750 | $0.00 | A | 322,548 | D | |
| Common StockF5 | Feb 15, 2015 | F | 2,432 | $0.00 | D | 320,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) HoldingF6 | $31.12 | Feb 13, 2015 | A | 50,000 | A | Feb 13, 2016 | Feb 13, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted stock units (RSUs) awarded on February 13, 2015, which vest as to 1/3 of the shares on each of February 15, 2016, 2017, and 2018.
- F2Includes an aggregate of 10,594 shares of common stock issuable pursuant to previously reported restricted stock unit awards that have not vested as of February 13, 2015.
- F3Performance-based vesting restricted stock units (PVRSUs) awarded on March 25, 2014, subject to meeting certain performance goals measured in 2014, which performance criteria were determined to be satisfied on February 9, 2015, 1/2 of which vest on each of February 15, 2015 and 2016.
- F4Includes an aggregate of 20,844 shares of common stock issuable pursuant to previously reported RSU awards and the PVRSU awards above prior to the February 15, 2015 vest date.
- F5Includes an aggregate of 14,616 shares of common stock issuable pursuant to previously reported RSU awards and the PVRSU awards reported above that vest after February 15, 2015.
- F6The option becomes exercisable as to 25% of the shares on February 13, 2016, and becomes exercisable as to 1/48th of the shares each full month thereafter.