SEC Form 4 · accession 0001209191-18-052196
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Hornbeck
Officer — President & CEO · Director
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 21, 2018 | J | 42,511 | — | D | 0 | I | By Limited Partnership |
| COMMON STOCKF2,F3 | Sep 21, 2018 | J | 701 | — | A | 701 | I | By Limited Liability Company |
| COMMON STOCKF4,F5 | Sep 21, 2018 | J | 16,724 | — | A | 86,724 | I | By Family Trusts |
| COMMON STOCKF6 | holding | — | — | — | 916,012 | D | ||
| COMMON STOCK | holding | — | — | — | 1,650 | I | By Wife | |
| COMMON STOCK | holding | — | — | — | 70 | I | By UTMA custodian for child | |
| COMMON STOCK | holding | — | — | — | 220 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Family Limited Partnership of which the Reporting Person is the general partner of the entity general partner distributed its units to its partners on 9/21/2018.
- F2A closely held Limited Liability Company of which the Reporting Person is a General Partner received a distribution of shares from a Family Limited Partnership.
- F3Represents shares beneficially owned by Reporting Person through a closely held LLC
- F4Family trusts of which the Reporting Person is trustee received a distribution of shares from a Family Limited Partnership.
- F5Represents shares beneficially owned by Reporting Person through various family trusts.
- F6Includes 500 shares acquired on June 30, 2018 under the Company's employee stock purchase plan.