SEC Form 4 · accession 0001209191-18-009645
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl G Annessa
Officer — Executive Vice President & COO
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 9, 2018 | F | 3,147 | $3.48 | D | 326,122 | D | |
| COMMON STOCKF1 | Feb 9, 2018 | F | 8,180 | $3.48 | D | 317,942 | D | |
| COMMON STOCKF2 | Feb 9, 2018 | D | 8,572 | — | D | 309,370 | D | |
| COMMON STOCK | holding | — | — | — | 5,000 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of these shares represents payment of tax liability by delivering or withholding securities incident to the vesting of a restricted stock award issued in accordance with Rule 16b-3.
- F2These shares represent the forfeiture of a portion of a performance - vest restricted stock unit award granted February 10, 2015.