SEC Form 4 · accession 0001209191-17-011551
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Lew Swyka Jr.
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 14, 2017 | A | 3,233 | $0.00 | A | 29,983 | D | |
| COMMON STOCKF2 | Feb 14, 2017 | A | 12,479 | $0.00 | A | 42,462 | D | |
| COMMON STOCKF3,F4 | holding | — | — | — | 7,420 | I | held by Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award granted to the reporting person for service as a non-employee director of the Company, which vested in full on the Grant Date.
- F2Represents a restricted stock unit award granted to the reporting person for service as a non-employee director of the Company, which vested in full on the Grant Date. This Longevity Grant is awarded pursuant to the Company's Non-Employee Director Compensation Policy.
- F3Represents shares beneficially owned by reporting person through a Family Trust over which the reporting person has voting power.
- F4The reporting person's indirect holding has been updated to reflect that the shares beneficially owned by the reporting person through a Family Limited Partnership, which the reporting person had voting power, are now beneficially owned by the reporting person through a Family Trust, which the reporting person has voting power