SEC Form 4 · accession 0001209191-17-010603
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Hornbeck
Officer — President & CEO · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Feb 10, 2017 | F | 8,837 | $6.89 | D | 972,603 | D | |
| COMMON STOCKF3 | holding | — | — | — | 42,511 | I | By Limited Partnership | |
| COMMON STOCK | holding | — | — | — | 1,650 | I | By Wife | |
| COMMON STOCKF4 | holding | — | — | — | 20,000 | I | By Family Trusts | |
| COMMON STOCK | holding | — | — | — | 70 | I | By UTMA custodian for child | |
| COMMON STOCK | holding | — | — | — | 220 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of these shares represents payment of tax liability by delivering or withholding securities incident to the vesting of a restricted stock award issued in accordance with Rule 16b-3.
- F2Includes 500 shares acquired under the Company's employee stock purchase plan on June 30, 2016 and 500 shares acquired under the Company's employee stock purchase plan on December 31, 2016.
- F3Represents shares beneficially owned by Reporting Person through a Family Limited Partnership
- F4Represents shares beneficially owned by Reporting Person through various family trusts.