SEC Form 4 · accession 0001209191-15-015558
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl G Annessa
Officer — Executive Vice President & COO
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 13, 2015 | F | 4,678 | $20.45 | D | 224,978 | D | |
| COMMON STOCKF2 | Feb 13, 2015 | M | 18,000 | $0.00 | A | 242,978 | D | |
| COMMON STOCKF2 | Feb 13, 2015 | D | 18,000 | $20.45 | D | 224,978 | D | |
| COMMON STOCK | holding | — | — | — | 5,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM RSU, CASH - ONLY RIGHTSF2 | $20.45 | Feb 13, 2015 | M | 18,000 | D | Feb 13, 2015 | Feb 13, 2015 | COMMON STOCK | 18,000 | 0 | D |
Explanation of responses
- F1Disposition of these shares represents payment of tax liability by delivering or withholding securities incident to the vesting of a restricted stock award issued in accordance with Rule 16b-3.
- F2Represents vesting of a time-vest phantom restricted stock unit award with a Grant Date of February 14, 2012, each phantom unit is the economic equivalent of one share of the Company's Common Stock. The phantom shares are payable only in cash based on the market price of the Company's stock on the vesting date.