SEC Form 4 · accession 0001209191-15-012972
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Hornbeck
Officer — President & CEO · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 10, 2015 | F | 746 | $23.71 | D | 796,865 | D | |
| COMMON STOCKF2 | Feb 10, 2015 | D | 42,099 | $0.00 | D | 754,766 | D | |
| COMMON STOCKF3 | Feb 10, 2015 | A | 78,812 | $0.00 | A | 833,578 | D | |
| COMMON STOCKF4 | Feb 10, 2015 | A | 78,812 | $0.00 | A | 912,390 | D | |
| COMMON STOCKF5 | holding | — | — | — | 30,000 | I | By Limited Partnership | |
| COMMON STOCK | holding | — | — | — | 1,650 | I | By Wife | |
| COMMON STOCKF6 | holding | — | — | — | 20,000 | I | By Family Trusts | |
| COMMON STOCK | holding | — | — | — | 70 | I | By UTMA custodian for child | |
| COMMON STOCK | holding | — | — | — | 220 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of these shares represents payment of tax liability by delivering or withholding securities incident to the vesting of a restricted stock award issued in accordance with Rule 16b-3.
- F2These shares represent forfeiture of a portion of a performance-vest restricted stock unit award granted February 9, 2010.
- F3These time-vest restricted stock awards will vest in three equal annual installments on the 1st, 2nd and 3rd anniversaries of the Grant Date.
- F4These performance-vest restricted stock awards can vest in whole or in part on the 3rd anniversary of the Grant Date based upon the Company achieving certain levels of specified performance objectives.
- F5Represents shares beneficially owned by Reporting Person through a Family Limited Partnership
- F6Represents shares beneficially owned by Reporting Person through various family trusts.