SEC Form 4 · accession 0001209191-15-012959
HORNBECK OFFSHORE SERVICES INC /LA · HOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O Harp Jr.
Officer — Executive Vice President & CFO
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 10, 2015 | F | 328 | $23.71 | D | 199,369 | D | |
| COMMON STOCKF2 | Feb 10, 2015 | D | 18,509 | $0.00 | D | 180,860 | D | |
| COMMON STOCKF3 | Feb 10, 2015 | A | 32,143 | $0.00 | A | 213,003 | D | |
| COMMON STOCKF4 | Feb 10, 2015 | A | 32,144 | $0.00 | A | 245,147 | D | |
| COMMON STOCK | holding | — | — | — | 12,784 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of these shares represents payment of tax liability by delivering or withholding securities incident to the vesting of a restricted stock award issued in accordance with Rule 16b-3.
- F2These shares represent forfeiture of a portion of a performance-vest restricted stock unit award granted February 9, 2010.
- F3These time-vest restricted stock awards will vest in three equal annual installments on the 1st, 2nd and 3rd anniversaries of the Grant Date
- F4These performance-vest restricted stock awards can vest in whole or in part on the 3rd anniversary of the Grant Date based upon the Company achieving certain levels of specified performance objectives.