SEC Form 4/A · accession 0001131096-18-000227
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy John O'Brien
Officer — SVP, Chief Marketing Officer
Period of report
Mar 1, 2018
Accepted (ET)
Dec 6, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2018 | A | 0 | $0.00 | A | 8,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Footnote (7) to the original Form 4 filed by the Reporting Person on March 5, 2018 incorrectly states that the amount reported in Column 5 includes 6,974 units of common stock granted pursuant to restricted stock unit ("RSU") awards and subject to time-based vesting. As reported in this amendment, the correct number of RSUs is 8,474. Following the transactions reported by the Reporting Person on March 5, 2018 and as of the date of this amendment, the Reporting Person holds 525 shares of common stock outright. The transactions and total amount reported in Column 5 of the original filing are otherwise correctly reported.
- F2Includes 8,474 units of common stock that were granted pursuant to RSU awards under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock.