SEC Form 4/A · accession 0001131096-18-000055
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey R Immelt
Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 8:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2018 | P | 576 | $138.15 | A | 678 | D | |
| Common StockF1,F3,F4 | Feb 20, 2018 | P | 3,024 | $138.50 | A | 3,702 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A amends and restates a Form 4 filed on the Reporting Person's behalf on February 21, 2018 on which the number of shares purchased was incorrectly reported. On February 20, 2018, the Reporting Person purchased a total of 3,600 shares and not 7,200 shares as erroneously reported on the Form 4 that is replaced by this Form 4/A.
- F2Represents a weighted average price. These shares were purchased by the Reporting Person in multiple transactions at prices ranging from $138.10 to $138.165, inclusive.
- F3Represents a weighted average price. These shares were purchased by the Reporting Person in multiple transactions at prices ranging from $138.17 to $139.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnotes (2) and (3).
- F4Includes 102 units of common stock that were granted pursuant to a restricted stock unit ("RSU") award under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs fully vest on March 1, 2018 and will be settled only in stock.