SEC Form 5 · accession 0001131096-18-000049
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Eric Robinson
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 16, 2017 | G | 1,700 | $0.00 | D | 1,896 | D | |
| Common Stock | Mar 16, 2017 | G | 1,700 | $0.00 | A | 6,961 | I | By wife's trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the Reporting Person to the Sharon L. Robinson Revocable Trust, dated July 19, 1996, the beneficiary of which is Sharon L. Robinson, the Reporting Person's wife. Ms. Robinson shares the same household as the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2Represents a bona fide gift.
- F3These 1,896 units of common stock were granted pursuant to a restricted stock unit ("RSU") award under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. Pursuant to the Issuer's 2017 Director Compensation Plan, the RSUs fully vest on March 1, 2018 and will be settled only in stock.