SEC Form 4 · accession 0001131096-17-000164
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Haley
Officer — Chief Legal & Admin Officer
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2017 | F | 1,015 | $124.36 | D | 13,408 | D | |
| Common StockF2 | Oct 2, 2017 | S | 1,383 | $124.68 | D | 12,025 | D | |
| Common StockF3,F4 | Oct 2, 2017 | S | 200 | $123.74 | D | 11,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person and effective as of November 1, 2016, in accordance with Rule 10b5-1.
- F2Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.30 to $125.03, inclusive.
- F3Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.63 to $123.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).
- F4Includes 10,635 Restricted Stock Units (each, an "RSU") that are subject to time-based vesting and will be settled only in stock.