SEC Form 4 · accession 0001131096-17-000072
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Bush
Officer — CEO and President · Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2017 | M | 4,000 | $36.78 | A | 319,807 | D | |
| Common Stock | Apr 25, 2017 | S | 4,000 | $120.00 | D | 315,807 | D | |
| Common Stock | Apr 25, 2017 | M | 4,000 | $36.78 | A | 319,807 | D | |
| Common Stock | Apr 25, 2017 | S | 4,000 | $120.00 | D | 315,807 | D | |
| Common StockF2 | holding | — | — | — | 103,424 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 27,998 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.78 | Apr 25, 2017 | M | 4,000 | D | Feb 15, 2011 | Mar 31, 2020 | Common Stock | 4,000 | 138,000 | D |
| Stock Option (Right to Buy) | $36.78 | Apr 25, 2017 | M | 4,000 | D | Feb 15, 2011 | Mar 31, 2020 | Common Stock | 4,000 | 134,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 2, 2016, in accordance with Rule 10b5-1.
- F2These shares are owned by The Bush 2004 Gift Trust, the beneficiaries of which are certain of Mr. Bush's children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These shares are owned by The Oscar W. Bush 2007 Gift Trust, the beneficiary of which is Mr. Bush's child. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.