SEC Form 4 · accession 0001131096-17-000052
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ed Park
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 6, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | A | 1,896 | $0.00 | A | 12,960 | D | |
| Common Stock | Mar 1, 2017 | F | 1,145 | $117.22 | D | 11,815 | D | |
| Common Stock | Mar 1, 2017 | F | 163 | $117.22 | D | 11,652 | D | |
| Common StockF3 | Mar 1, 2017 | A | 1,906 | $0.00 | A | 13,558 | D | |
| Common Stock | Mar 1, 2017 | F | 619 | $117.22 | D | 12,939 | D | |
| Common StockF4 | Mar 1, 2017 | A | 3,366 | $0.00 | A | 16,305 | D | |
| Common Stock | Mar 1, 2017 | F | 1,377 | $117.22 | D | 14,928 | D | |
| Common StockF5 | Mar 1, 2017 | A | 4,718 | $0.00 | A | 19,646 | D | |
| Common StockF6 | Mar 1, 2017 | F | 2,221 | $117.22 | D | 17,425 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of Restricted Stock Units ("RSUs") under the Issuer's 2007 Stock Option and Incentive Plan, as amended and restated, granted pursuant to the Issuer's 2017 Director Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on March 1, 2018.
- F2Includes 345 RSUs that are subject to time-based vesting and will be settled only in stock. The unvested RSUs were previously reported by the Reporting Person as derivative securities. Effective March 1, 2017, the Reporting Person has determined to report RSU awards that are only settled in stock as non-derivative securities in his ownership reports.
- F3On March 3, 2014, the Reporting Person was granted a PSU award of 7,623 PSUs. The PSUs vest in four equal annual installments beginning on March 1, 2015 based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending December 31, 2014. On February 10, 2015, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria for 2014 was met, resulting in vesting of the PSUs as to 1,906 shares on March 1, 2017.
- F4On March 2, 2015, the Reporting Person was granted a PSU award of 13,465 PSUs. The PSUs vest in four equal annual installments beginning on March 1, 2016 based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending December 31, 2015. On February 9, 2016, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria for 2015 was met, resulting in vesting of the PSUs as to 3,366 shares on March 1, 2017.
- F5On March 1, 2016, the Reporting Person was granted a PSU award of 17,700 PSUs. The PSUs vest in three equal annual installments beginning on March 1, 2017 based on the Issuer's satisfaction of certain performance criteria for the fiscal years ending December 31, 2016, 2017 and 2018. On February 7, 2017, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria for 2016 was met, resulting in vesting of PSUs as to 4,718 shares on March 1, 2017.
- F61,896 of these securities are units of common stock granted pursuant to RSU awards. The units are subject to time-based vesting.