SEC Form 4 · accession 0001131096-17-000039
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Stubelis
Officer — SVP, Chief Financial Officer
Period of report
Jun 1, 2016
Accepted (ET)
Mar 3, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2016 | A | 12,500 | $0.00 | A | 26,443 | D | |
| Common Stock | Mar 1, 2017 | F | 88 | $117.22 | D | 23,625 | D | |
| Common Stock | Mar 1, 2017 | F | 175 | $117.22 | D | 23,450 | D | |
| Common Stock | Mar 1, 2017 | F | 325 | $117.22 | D | 23,125 | D | |
| Common StockF3 | Mar 1, 2017 | F | 300 | $117.22 | D | 22,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities acquired are units of common stock that were granted pursuant to a restricted stock unit ("RSU") award under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock. Due to administrative error, the transaction was not timely filed on the Reporting Person's behalf.
- F2Represents RSUs that are subject to time-based vesting and will be settled only in stock. Of the 26,443 unvested RSUs, 13,943 were previously reported by the Reporting Person as derivative securities. Effective March 1, 2017, the Reporting Person has determined to report RSU awards that are subject to time-based vesting and only settled in stock as non-derivative securities in his ownership reports.
- F320,983 of these securities are units of common stock granted pursuant to restricted stock unit awards. The units are subject to time-based vesting.